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Writer's pictureArmin Honarasa

Navigating the ISO 45001 Gap Analysis Checklist: Your Guide to a Safer Workplace


 

workers holding a health and safety sign
Are you thinking about getting ISO 45001 certification for your organisation? If yes, then you are moving towards a safer and more productive workplace. Yet, starting and implement this management system can be overwhelming as you don't know where to start. That is where the ISO 45001 Gap Analysis checklist comes to rescue. It is much easier to grasp when we divide it up into parts.


Understanding the ISO 45001 Gap Analysis Checklist


The ISO 45001 Gap Analysis checklist is a comprehensive list of question areas that reveal how much your organisation complies with the ISO 45001 standard. Just an analogy, you can take it as kind of a diagnostic tool for your Occupational Health and Safety Management System (OHSMS). It enables you to reinforce parts that are already strong and areas that need improvement.



 

Why is the Checklist important?


Identifies Gaps: The checklist demonstrates the areas where your existing processes and systems get lacking in terms of compliance with ISO 45001.


Prioritises Actions: The areas of deficiency it points out help you to introduce changes in a prioritised manner.


Provides Structure: The method it provides is structured implementing the OHSMS, which makes sure that you cover all the main elements.


Certification Readiness: Prepared by the checklist, you are in a better position to come for the formal certification audit.



 


Key Areas and How to Address Them

Let's explore the key sections of the checklist and deliberate on how we should go about each one:



In the past, ISO was seen as an exercise in writing lengthy documents. That’s not the case now but some documentation and organisation is required

1. Context of the Organisation


This part emphasises the need to understand your organisation regarding the its operations, safety measures in place, and how they interact against internal and external influences, such as customers, regulators, financial providers, etc. 


How to address it:


  • Do a thorough evaluation of all stakeholders, which include external factors (regulations, market conditions) and internal factors (culture, resources) affecting your OHSMS.

  • Determine the full set of interested parties concerns and their needs and expectations regarding safety.

  • You must be able to give a clear explanation of the OHSMS scope within your organisation, which means everyone in your organisation is on board with these definitions.


2. Leadership and Worker Participation


This particular subject is about the top management's primary view on safety as well as the need for the personnel to take part in it. They must be able to answer questions, perhaps show minutes of meetings, and have awareness of any improvement actions required.

Without top management leadership, no initiative will succeed. Support must be

there and promoted by the top management, as well as encouraging workers to participate and be part of the OHSMS process.


How to address it:


  • Make sure top management is involved in safety activities and visible to the workforce.

  • Form a safety committee with members from different levels of your organisation.

  • Create channels for workers to report hazards or make suggestions for improvement without fear of retaliation.



3. Planning


This section encompasses hazards identification, risk assessment, and setting safety objectives.


How to address it:


  • Do a full hazard identification of all sections of the operation.

  • Carry out risk assessments to find out the chance and the possible degree of danger of the hazards that have been detected.

  • Set specific, measurable, achievable, relevant, and time-bound (SMART) safety goals.



4. Support


This section provides information on how to set up and run your OHSMS.

It means you must provide the right environment for your staff to be able to perform their tasks and duties in a safe and healthy manner. It is also necessary to keep and update staff competence records and ensure they have the right knowledge and training for the task they are doing.


How to address it:


  • Evaluate and assign resources (budget, personnel, equipment) required for the successful implementation of OHSMS.

  • Establish and execute a strong safety training programme for all levels of the organisation.

  • Communicate safety information through the defined communication channels.


5. Operation


This subject tackles the real execution of your safety plans. It is the core of this standard and requires the business to operate its function with health and safety in mind. An important part of this section is about being prepared for the OHS emergencies and establishing your contingencies for these occasions. 


How to address it:


  • Set and implement standard operating procedures for normal operations.

  • Design and regularly evaluate an emergency response plan.

  • Confirms that contractors and suppliers comply with your organisation's safety standards.


6. Performance Evaluation


This area is about the surveillance, measurement, and evaluation of your OHSMS effectiveness. Your business must go through internal audits to make sure the OHS management systems are functioning at their best.


How to address it:


  • Establish the systems to track the safety metrics (e.g., incident rates, near misses, training completion) of your organisation.

  • Periodically, conduct internal audits of your OHSMS.

  • Arrange the management review meetings from time to time to review safety performance and discuss the opportunities for improvement.


7. Improvement


This part of the text stresses the necessity of constant progress in your OHSMS. With the mind of continues improvement, you always look for the better ways to do and run your business, which eventually makes it safer and healthier for people involve in it. 


How to address it:


  • Prepare a solid system for incident reporting and investigating.

  • Work on the systemic improvements and not on individual blame when the safety problems are being addressed.

  • Check and revisit your OHSMS all the time to guarantee it becomes more perfect and matches the progress of your organisation.



 

Approaching the Checklist

To make the most of the ISO 45001 Gap Analysis checklist:


Be Objective: Perform an honest analysis of the current situation in order to find the real potential for improvement.

Involve Key Personnel: Get the opinion of employees from many departments and levels of your organisation.

Gather Evidence: Ask yourself which evidence you can find for every item to prove your assessment.

Document Gaps: Identify and document precisely the areas you comply with or need improvement.

Create an Action Plan: Make use of the discovered gaps to devise a prioritised plan for implementation.


Next Steps:

After completing the gap analysis:


Review Results: Take a deep dive into the analysed data to find out the current state of your organisation.


Develop an Implementation Plan: The plan will include specific steps to fill such gaps.


Allocate Resources: After the identification of any changes required, ensure the availability of resources to bring implementations.


Monitor Progress: Make it a habit of comparing your progress with the checklist periodically.


Seek Expert Advice: You may also want to consider obtaining advice from ISO 45001 consultants or certification bodies.



 


APIC Management Group is a leading provider of ISO standards in Australia and pacific region. Contact us for more information and how we are able to assist you in your compliance journey.


 

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